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Diane E. Ambler
Washington, DC
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Ms. Ambler has substantial experience in financial institution regulation under federal securities laws, including the USA PATRIOT Act and the Sarbanes-Oxley Act, and has testified as an expert witness in her field. She focuses her practice on mutual fund governance, compliance activities of mutual funds, private funds and variable insurance product issuers and distributors, and activities of related service providers.
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Practice Areas
Business Law
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Education
- Villanova University, graduated 1978
- University of Rochester, graduated 1971
Bar Admissions
- District of Columbia, The District of Columbia Bar
Languages
English
