Thomas J. McGonigle
Civil Litigation
Thomas J. McGonigle
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About Thomas
Mr. McGonigle focuses his practice on securities and investment regulation. His clients include broker/dealers, investment advisers, public companies, banks and individuals. He has experience in matters involving equity, fixed income, and derivative trading; broker/dealer and investment adviser compliance system design and review; fiduciary investment issues; regulatory registration issues; transactional disclosure issues; regulatory enforcement and grand jury representation; and litigation in federal and state courts, administrative proceedings, disciplinary hearings and arbitrations.
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Bar Admissions
- New York, New York State Bar Association
- District of Columbia, The District of Columbia Bar